Maine Lawyers Working for Maine People
Our experienced attorneys demand justice for victims of investment fraud
Before you accept the first settlement for damages that a company may offer, call 1-877-294-6813. We know how to thoroughly review your case. If you are represented by the Law Offices of Joe Bornstein, we will determine the maximum compensation to fight for. Tell them you mean business. Contact us today.
Investment advisors are regulated by several federal and state statutes, among other factors. They are expected to consider "suitability," which is making sure an investment risk is appropriate for a client's needs and/or wishes. Cases of investor fraud may entitle the injured parties to compensation to recover their capital losses and possibly additional damages.
Among the regulations investment advisors must comply with are:
- Providing accurate descriptions of investment risk.
- Disclosing truthfully where investments are being made.
Investment advisors may be liable to investors for statutory violations under:
- The Maine Securities Act
- Federal Racketeer Influenced and Corrupt Organizations Act (RICO)
- Common law / fraudulent misrepresentation
Investment fraud can be ruinous to your family's financial future. Joe understands. Call now.
A negligent act by an investment advisor has brought unexpected changes to your home life, your ability to support your family or to your plans for retirement. We will share with you our honest opinion about the various options available to you. We will communicate with you in a respectful manner that is straightforward and easy to understand. Our experienced attorneys have helped more than 22,000 Mainers just like you to move forward after a personal injury case.